Administration Functions

Depending upon the type of plan and the investment options selected, American Retirement Plan Services, L.L.C. will perform some or all of the following administrative functions:

	Receipt of census data
	Calculation and allocation of contributions
	Download of participant account data
	Receipt of duplicate investment statements or download of daily valuations
	Preparation of semi-annual high-low testing, with report of same to the Trustees
	Coverage testing as required by the Internal Revenue Service
	Beneficiary Forms
	Coordination of limited scope audit by CPA and investment company
	Preparation of Internal Revenue Service forms 5500, Schedule P and any other applicable attachments
	Preparation of Actuarial Schedule B for Defined Benefit Plans
	Preparation of Safe Harbor Notice (when applicable)
	Our presence, when necessary, at employee enrollment meetings
	Preparation of Summary annual reports and management reports
	Ongoing telephone support to assist with client questions concerning the plan

*Distribution calculations for terminees

*Form 1096, Form 1099-R and Form 945

*Loan amortization schedules and security agreements

*Representation of a client during a plan audit by the Internal Revenue Service or Department of Labor

*separately invoiced on a time/charges basis